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Finance & Compliance

 
 

CFO Services

TEC’s CFO Services are designed to serves as the in-house CFO and encompass all aspects in the life of a private fund, including consultation during the fund formation process, assistance with investor on-boarding, fund closings, fund accounting and reporting, allocations, maintenance of distribution waterfall, valuation, and investor reporting. TEC’s Portfolio Administration solutions provide direct support to clients’ investment teams by supporting operational and accounting deliverables, providing data analytics needs, and adding value by enhancing the performance of the fund’s investment portfolio.

Fund Administration

  • Fund formation & structuring

  • Investor on-boarding (due diligence, subscription agreements, tax & banking documentation)  

  • Fund closings & regulatory filings

  • Fund accounting & reporting

  • Allocations & maintenance of distribution waterfall

  • Investor reporting

  • U.S. tax compliance services

  • GAAP audit support

Portfolio Administration

  • Capital calls & distributions

  • Valuations processing

  • Support monthly, quarterly, annual accounting processes

  • Credit facility negotiation & maintenance

  • Front office portfolio & investment reporting analytics

CCO Services

Outsourced CCO Services: TEC Financial provides independent, competent and experienced CCO Services to clients who do not currently employ a Chief Compliance Officer (CCO) to provide the assurance of an independent and transparent compliance program that is shielded from undue influence or incentive structures. 

In-House CCO Support Services: TEC partners with existing in-house CCO’s to supplement and support their needs.

  • Design & implementation of compliance program policies & procedures

  • SEC examination preparation and support

  • Formal, periodic compliance reviews

  • Reports to management / Board of Directors

  • Continuing compliance education

  • Ongoing compliance consulting support

Specialty Services

TEC’s Specialty Services encompass a broad spectrum of services including operational due diligence support, interest rate and commodity hedging compliance, and IT software evaluation/migration projects. Please contact us with your specific project needs.